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AML Compliance Fundamentals
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(Buch) |
Dieser Artikel gilt, aufgrund seiner Grösse, beim Versand als 2 Artikel!
Lieferstatus: |
i.d.R. innert 7-14 Tagen versandfertig |
Veröffentlichung: |
Oktober 2022
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Genre: |
Wirtschaft / Recht |
ISBN: |
9781637440728 |
EAN-Code:
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9781637440728 |
Verlag: |
M.L. Humphrey |
Einband: |
Kartoniert |
Sprache: |
English
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Dimensionen: |
H 203 mm / B 133 mm / D 7 mm |
Gewicht: |
143 gr |
Seiten: |
118 |
Zus. Info: |
Paperback |
Bewertung: |
Titel bewerten / Meinung schreiben
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Inhalt: |
In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.
This book is meant to be a high-level overview of AML compliance requirements, which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements. |
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